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Crossexamination of utility based on the content management interoperability standard
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docs/cmis-compliance-assessment.md
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docs/cmis-compliance-assessment.md
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# CMIS Compliance Assessment
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Date: 2026-05-06
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Status: planning baseline for CMIS compliance and access-point implementation.
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## Reference Standard
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Target CMIS version: OASIS Content Management Interoperability Services
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Version 1.1, OASIS Standard, approved 23 May 2013, including approved errata
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where applicable.
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CMIS defines a domain model plus Web Services, AtomPub, and Browser JSON
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bindings for one or more content repositories. The standard explicitly allows a
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CMIS endpoint to expose more than one repository and does not require every
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underlying content-management feature to be represented through CMIS.
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## Reusable Validation Foundation
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Primary reusable validation candidate: Apache Chemistry OpenCMIS TCK and CMIS
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Workbench.
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OpenCMIS provides client libraries, server frameworks, development tools,
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InMemory/FileShare reference repositories, and TCK artifacts. The project pages
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now indicate the project is retired, so we should treat OpenCMIS as a legacy
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compatibility validation tool rather than a moving dependency. The Maven
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artifact `org.apache.chemistry.opencmis:chemistry-opencmis-test-tck:1.1.0`
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remains available and should be used as the first external conformance harness.
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Practical strategy:
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- Build local, deterministic example fixtures grouped by CMIS service
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capability.
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- Build internal contract tests that validate our mapper and profile behavior
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without Java tooling.
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- Add an optional external TCK harness that can run OpenCMIS TCK against a
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running CMIS access point when Java/Maven are available.
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- Keep TCK execution optional in the default Python suite to avoid turning the
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engine into a Java project.
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## Capability Assessment
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| CMIS capability | Current engine availability | Gap | Demand |
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| --- | --- | --- | --- |
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| Repository service | Service health/version, runtime repository state, capability catalogs. | Need CMIS repository info, repository IDs, root folder IDs, capability flags, type summaries. | Low |
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| Type definitions | Asset classifications, metadata schemas, relationship target kinds. | Need CMIS base types, property definitions, type mutability flags, secondary type projection. | Medium |
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| Navigation service | Relationships and context graph exist, but no folder tree model. | Need root folder, folder children, descendants/tree, parent relationships, path semantics. | High |
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| Object service read | Assets, metadata, representations, content refs, audit, versions exist. | Need CMIS object envelopes, allowable actions, path/object-id lookup, property filters, rendition/content stream response shape. | Medium |
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| Object service write | Asset create, metadata add, lifecycle transition, relationship create, ingestion. | Need createDocument/createFolder/updateProperties/deleteObject/moveObject mapping and CMIS change tokens. | High |
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| Content streams | Source, normalized, derived representations store content hashes and storage refs. | Need getContentStream/setContentStream/deleteContentStream/appendContentStream semantics and streaming endpoints. | Medium-High |
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| Versioning | Asset versions and transformation/workflow lineage exist. | Need CMIS checkout, PWC, checkin, cancelCheckout, version series semantics, latest/major flags. | High |
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| Discovery/query | Governed retrieval, lexical search, filters, relationships. | Need CMIS SQL-like query grammar or supported subset, query result shape, joins/capability flags. | High |
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| Relationships | Core relationships exist. | Need CMIS relationship object mapping and relationship type capability exposure. | Medium |
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| ACL service | Policy gateway and authorization decisions exist. | Need CMIS ACL model, principals, direct/inherited ACEs, applyACL, exact capability flags. | High |
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| Policy service | Policy decisions and governance reports exist. | Need CMIS policy objects/applyPolicy/removePolicy/getAppliedPolicies mapping or explicit unsupported profile. | Medium |
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| Change log | Audit events and correlation IDs exist. | Need CMIS change events, change tokens, object change entries, paging. | Medium |
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| Multi-filing/unfiling | Not modeled directly. | Need folder membership model or profile-level unsupported flags. | High if full support, Low if unsupported |
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| Renditions | Representations exist, no rendition taxonomy. | Need rendition metadata and stream mapping for thumbnails/previews. | Medium |
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| Retention and hold | Metadata/governance hooks exist, no first-class legal hold model. | Need retention/hold capabilities, apply/remove hold, retention date semantics. | High for full support |
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| Bulk update | Metadata update pathways exist. | Need bulkUpdateProperties semantics, partial failure reporting, change tokens. | Medium |
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| Browser JSON binding | FastAPI JSON service already exists. | Need CMIS Browser Binding routes, selectors/actions, multipart/content stream behavior. | High |
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| AtomPub binding | No AtomPub/XML binding. | Need XML/Atom feed generation and protocol semantics. | Very High |
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| Web Services binding | No SOAP stack. | Need WSDL/SOAP implementation. | Very High |
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## Recommended Compliance Profile Strategy
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Start with a constrained CMIS 1.1 Browser Binding profile:
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- Repository, type, object read, content stream read, query subset,
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relationships, change log, and navigation over a synthetic root/folder
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projection.
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- Explicitly unsupported or read-only: AtomPub, Web Services, full ACL mutation,
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retention/hold, multifiling/unfiling, and full CMIS SQL joins.
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Then expand by profile:
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- `readonly-browser`: safe read-only repository and content access.
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- `governed-authoring`: selected object creation/update/content stream changes
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through engine policy and audit.
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- `admin-export`: broad export and governance inspection, restricted to
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service accounts.
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- `compat-tck`: profile tuned to pass a selected OpenCMIS TCK capability subset.
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## Risk Summary
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The engine already has strong foundations for asset identity, metadata,
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representations, relationships, versions, audit, policy, retrieval, and
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service APIs. The hard parts are not storage; they are CMIS protocol semantics:
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folder/path behavior, versioning/PWC semantics, CMIS query grammar, ACL shape,
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content stream actions, and binding-specific compatibility.
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Best estimate:
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- Internal mapper and examples: moderate.
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- Browser Binding MVP profile: medium-high.
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- TCK subset harness: medium.
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- Broad CMIS 1.1 Browser compliance: high.
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- AtomPub and Web Services compliance: very high and probably not justified
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until a real client demands those bindings.
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docs/cmis-compliance-test-foundation.md
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# CMIS Compliance Test Foundation
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Date: 2026-05-06
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Status: planned test foundation for CMIS access-point work.
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## Purpose
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Set up CMIS examples and compliance tests before implementation so the engine
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can compare required CMIS behavior with current capabilities and planned
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profiles.
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## External Harness
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Use Apache Chemistry OpenCMIS TCK 1.1.0 as an optional external conformance
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harness.
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Planned harness shape:
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- `tests/cmis/examples/` contains deterministic fixture descriptions grouped by
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CMIS service capability.
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- `tests/cmis/test_cmis_contract_examples.py` validates mapper and profile
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behavior without external Java dependencies.
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- `tests/cmis/opencmis-tck/` contains optional harness config, Maven
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invocation notes, and selected TCK group mapping.
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- Default `pytest` skips external OpenCMIS TCK unless explicitly enabled.
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## Example Groups
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### Repository And Type Service
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Fixtures:
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- one repository profile with CMIS 1.1 Browser Binding,
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- one read-only profile,
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- one authoring profile,
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- base types for document, folder, relationship, policy, item, and secondary.
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Validates:
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- repository info,
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- capability flags,
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- type definitions,
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- property definitions,
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- unsupported capability flags are explicit.
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### Navigation Service
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Fixtures:
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- synthetic root folder,
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- folder projection by collection/topic/source system,
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- documents filed under one folder,
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- unfiled asset projection when profile allows it.
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Validates:
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- root folder children,
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- folder path lookup,
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- getChildren/getDescendants/getFolderTree,
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- profile restrictions on folder visibility.
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### Object And Content Stream Service
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Fixtures:
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- source document with content stream,
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- normalized representation,
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- derived representation,
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- metadata-rich document,
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- document with no stream.
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Validates:
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- getObject/getObjectByPath,
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- getProperties,
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- getContentStream,
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- create/update/delete behavior by profile,
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- content stream hash and media type mapping.
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### Versioning Service
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Fixtures:
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- single-version document,
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- multi-version document,
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- derived output linked to source version,
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- attempted checkout in read-only profile.
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Validates:
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- version series projection,
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- latest version flags,
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- checkout/checkin unsupported or supported per profile,
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- version history listing.
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### Discovery Query Service
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Fixtures:
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- lexical query examples,
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- metadata filter examples,
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- relationship-scoped query examples,
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- unsupported CMIS SQL features.
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Validates:
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- query capability flags,
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- supported subset behavior,
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- paging,
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- error diagnostics for unsupported grammar.
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### Relationship Service
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Fixtures:
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- asset-to-asset relationship,
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- asset-to-context-entity projection,
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- derived lineage relation.
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Validates:
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- relationship object projection,
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- source/target filters,
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- profile-level relationship visibility.
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### ACL And Policy Services
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Fixtures:
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- public asset,
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- internal asset,
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- confidential asset,
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- denied actor,
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- service-account actor.
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Validates:
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- allowable actions,
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- ACL projection,
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- applyACL/applyPolicy supported or unsupported by profile,
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- no protected metadata leakage on denial.
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### Change Log Events
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Fixtures:
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- asset create,
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- metadata update,
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- content update,
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- transformation output,
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- workflow run,
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- policy denial.
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Validates:
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- change tokens,
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- change event ordering,
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- correlation with audit records,
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- paging.
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### Retention Hold Renditions And Bulk Operations
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Fixtures:
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- retention metadata,
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- legal hold metadata,
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- preview/thumbnail representation,
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- bulk metadata update request.
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Validates:
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- explicit capability flags,
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- supported subset behavior,
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- structured unsupported-operation diagnostics.
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## Capability Profile Test Matrix
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| Profile | Expected external TCK posture |
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| --- | --- |
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| `readonly-browser` | Pass repository/type/read/navigation/query/content-read groups where supported; skip mutation groups. |
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| `governed-authoring` | Add selected create/update/delete/content stream checks with engine policy and audit. |
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| `admin-export` | Not intended as general CMIS client profile; focus internal contract tests. |
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| `compat-tck` | Tuned profile for OpenCMIS TCK subset and compatibility client smoke tests. |
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## Certification Note
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No current OASIS certification service was identified during planning. The
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practical reusable foundation is OpenCMIS TCK/Workbench, plus our own
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capability-profile contract tests.
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